Clarification on Third Party Invoicing in FTA Rules of Origin Mismatch Cases

CBIC has clarified that third country invoicing is allowed in FTA. In other words, the country in the certificate of origin and the country of invoicing need not be the same.

Background

Please refer to our Daily Index of Changes Issue No. 1471 dated 25 November 2020 in which we had pointed out the Chennai Customs ruling that the country of invoicing and country of origin must be the same for eligibility to the duty free provision in the FTA Notification is not in order.

We wrote to the CBIC saying that this is not as per CAROTAR, 2020. The invoicing country or the bank can be anywhere in the country as provided in the corresponding WTO Rules or Origin. We are glad to report that our contention has been accepted by the CBIC in good time and a clarification circular has been issued by CBIC Circular No. 53 dated 08.12.2020.

The letter applies to all past imports as well and in all ports in India with retrospective effect. Old cases of mismatch between country of invoice and Country of Origin cannot be reopened in the light of the Chennai Order which is extinguished by the above Circular.

It may be noted that the Circular is aimed at DC Imports at zero duty under notification 29/2015-Cus(NT) but will be equally applicable mutatis mutandis to other FTA imports.

[CBIC Circular No. 53/2020- Customs dated 8 December 2020]

Subject: Third Party Invoicing in case of Preferential Certificates of Origin issued in terms of DFTP for "wholly obtained goods"

The Board has received representations from trade with regard to use of third party invoicing while claiming preferential tariff treatment in terms of Duty Free Tariff Preference Scheme for Least Developed Countries (DFTP) in respect of "wholly obtained goods".

2. It has been learnt that Certificates of Origin (COOs) issued in terms of customs notification no 29/2015-cus (N.T), dated 10.03.2015 and with third party invoicing were earlier being accepted by the proper officer but that same has been discontinued after implementation of CAROTAR, 2020.

3. The matter has been examined. The notification no 29/2015-cus (N.T), dated 10.03.2015 is silent upon provisions for third party invoicing, i.e. commercial invoice for goods originating in the LDC is issued in the third country and not by the consignor in the exporting country. In some other notified preferential rules of origin, where specific provision for third party invoicing is provided, the origin of the good is nonetheless based upon the value addition done in the country of origin alone, with Free on Board (FoB) in country of origin being the base for arriving at the local value content.

4· With regard to notification no 29/2015-cus (N.T), read with notification no. 9612008- Cus, dated 13.08.2008, which offers unilateral tariff concessions to LDC, the Board is of the view that where value of goods does not have impact on the originating status, i.e the originating criteria is 'wholly obtained', the Certificate of Origin issued in terms of Duty Free Tariff Preference Scheme for Least Developed Countries with third party commercial invoice may be accepted. This is subject to ensuring that the goods referred to in the Certificate of Origin, and the invoice correspond to each other and that the goods satisfy the applicable rules of origin. The normal due diligence to check for authenticity of COO and correctness of claim should continue to be observed. Needless to state the existing stipulation of RBI in regard to third party invoicing, would apply.

5. It is requested that necessary public notice may be issued in this regard.

F. No. 21000/11/2013-Director (ICD)

[Original Text of Circular]