Law is not Framed
under Res Judicata
• Cases Decided ‘in limine’ without Admission or Discussion do not Close the
Door for New Appeals
[CBEC
Instruction F.No. 276/114/2015-CX.8A dated 9th
February 2016]
Sub: Effect of
‘in limine’ dismissal of
Special Leave Petition (SLP)
by the Supreme Court and Filing of Review Petition in
Supreme Court.
Board has been receiving various references from the field
formations in respect of the effect of ‘in limine’ dismissal
of Special Leave Petition (SLP) i.e. without its grant or without admission or
any discussion by the Supreme Court. There is doubt relating to whether on
dismissal of SLP ‘in limine’ the question of law posed before the
Supreme Court remains open or the doctrine
of merger is applicable.
There are also doubts relating to filing of Review Petition before the Supreme
Court. The issues have been examined by the Board.
2. The Apex Court in Kunhayammed v. State of Kerala 2001 (129) E.L.T. 11 (S.C.)
has dwelt extensively upon the aspect as to when a decision of the Court in a
SLP would be binding and when not. The Supreme Court observed that there are
two distinct stages: (a) Granting of special leave to appeal; and (b) Hearing
the appeal. If the SLP is dismissed at the stage of special leave without a
speaking or reasoned order, there is no res judicata, no merger of the lower
order and the petitioner retains the statutory right, if available of seeking
relief in review jurisdiction of the High Court. If the SLP is dismissed at the
first stage by speaking a reasoned order, there is still no merger but rule of
judicial discipline and declaration of law under Article 141 of the
Constitution will apply. The order of Supreme Court would mean that it has
declared the law and in that light the case was considered not fit for grant of
leave. Once leave is granted but SLP converted into appeal is dismissed with or
without reasons, merger results and law is declared. It is no longer
permissible to move the High Court by review and no Court, Tribunal or
Authority can express any opinion contrary to the view taken by Supreme Court.
Order appealed against can be reversed, modified or affirmed by the Supreme
Court in exercise of appellate jurisdiction at the second stage only and not at
the discretionary first stage of special leave under Article 136 of the
Constitution of India.
3. Article 137 of the
Constitution of India, which reads as under, provides for review of judgments
or orders by the Supreme Court:
“Subject to the provisions of any law made by Parliament or any
rules made under Article 145, the Supreme Court shall have power to review any
judgment pronounced or order made by it.”
4. Part VIII, Order XL of
the Supreme Court Rules, 1966 states that the Supreme Court may review its
judgment in a civil proceeding on the ground mentioned in Order XLVII, Rule I
of the Civil Procedure Code i.e. the discovery of new and important matter or
evidence which, after the exercise of due diligence was not within the
knowledge or could not be produced at the time when the decree was passed or
order made, or on account of some mistake or error apparent on the face of the
record or for any other sufficient reason. In a criminal proceeding review
petition can only be filed when there is an error apparent on the face of the
record. The application for review shall be filed within thirty days from the
date of the judgment or order sought to be reviewed. The application shall set
out clearly the grounds of review.
5. The Supreme Court in Kamlesh Verma vs. Mayawati & Ors. (Review
Petition No. 453/2012 in Writ Petition (CRL.) 135/2008) vide order dated
08.08.2013 has laid down the following principles: “(A) when the Review will be
maintainable:
(i) Discovery
of new and important matter or evidence which, after the exercise of due
diligence, was not within knowledge of the petitioner or could not be produced
by him;
(ii) Mistake or error
apparent on the face of the record;
(iii) Any other sufficient
reason.
The words “any other sufficient reason” has been interpreted in Chajju Ram vs. Neki, AIR 1922 PC
112 and approved by the Supreme Court in Moran Mar Basselios
Catholicos vs. Most Rev. Mar Poulose
Athanasius & Ors. (1955) 1 SCR 520, to mean “a
reason sufficient on grounds at least analogous to those specified in the rule.”
The same principles have been reiterated in UOI vs. Sandur Manganese
& Iron Ores Ltd. & Ors., JT 2013 (8) SC 275.
“(B) When the review will not be maintainable:
(i) A
repetition of old and overruled argument is not enough to re-open concluded
adjudications;
(ii) Minor mistakes of
inconsequential import;
(iii) Review proceedings
cannot be equated with the original hearing of the case;
(iv) Review is not maintainable unless the
material error, manifest on the face of the order, undermines its soundness or results
in miscarriage of justice;
(v) A review is by no means
an appeal in disguise whereby an erroneous decision is re-heard and corrected
but lies only for patent error.
(vi) The mere possibility of two views on the
subject cannot be a ground for review.
(vii) The error apparent on
the face of the record should not be an error which has to be fished out and
searched.
(viii) The appreciation of
evidence on record is fully within the domain of the appellate court, it cannot
be permitted to be advanced in the review petition.
(ix) Review is not
maintainable when the same relief sought at the time of arguing the main matter
has been negatived.”
6. The field formations
are, therefore, requested to keep in mind the above, while interpreting the
Supreme Court’s dismissal of SLP ‘in limine’. If the SLP has been dismissed ‘in limine’ there cannot be any ground for
filing a review petition. It is requested that above instructions may be
brought to the knowledge of all formations within your jurisdiction.