New ECB Norms Lift Sector-wise Limits

·         $750mn per year under Auto Route

·         New Window for Oil Companies of $10bn under Auto Route

·         Micro Finance, Ports, SIDBI/Exim Bank Allow ECB

Allows $750 m/fiscal under the automatic route; expands list of eligible borrowers

To further improve the ease of doing business in India, the Reserve Bank of India has drawn up a new external commercial borrowing (ECB) framework allowing all eligible borrowers to raise up to $750 million per financial year under the automatic route, replacing the existing sector-wise limits. The central bank has also expanded the list of eligible borrowers and recognised lenders.

To curb volatility in the forex market arising out of dollar demand for crude oil purchases, the framework provides a special dispensation to public sector oil marketing companies.

It allows them to raise ECB, with an overall ceiling of $10 billion, for working capital purposes with a minimum average maturity period (MAMP) of three years under the automatic route without mandatory hedging and individual limit requirements. The list of borrowers has been expanded to include all entities eligible to receive FDI.

Additionally, port trusts, units in SEZs, SIDBI, Exim Bank and registered entities engaged in microfinance activities can also borrow under this framework.

Maturity period

While the minimum maturity period for the ECB will be three years, the framework allows manufacturing companies to raise up to $50 million per financial year with a maturity period of one year. Further, if the ECB is raised from a foreign equity holder and utilised for working capital, general corporate purposes or repayment of rupee loans, the maturity period will be five years. This probably has been done to encourage foreign shareholders, especially in Indian airlines, to support their Indian partners. This could help Jet Airways deal with its current financial crisis.

As per the policy, call and put option, if any, cannot be exercised prior to the completion of the minimum average maturity.

RBI announces the New External Commercial Borrowings (ECB) Framework

[RBI Press Release dated January 16, 2019]

As part of the on-going efforts at rationalising multiple regulations framed under FEMA 1999 over a period of time, the regulations governing all types of borrowing and lending transactions between a person resident in India and a person resident outside India, both in foreign currency and Indian Rupee, have been consolidated and the Revised Regulation FEMA 3 R/2018 has been notified by the Government of India on December 17, 2018.

In line with the above revised regulation, it has now been decided, in consultation with the Government of India, to rationalise the extant framework for ECB and Rupee denominated bonds to further improve the ease of doing business. An A. P. (DIR Series) Circular on the new ECB policy has been issued today incorporating the new framework. Major liberalisation/rationalisation in the new framework are as under:

i)   Tracks I and II under the existing framework are merged as “Foreign Currency denominated ECB” and Track III and Rupee Denominated Bonds framework are combined as “Rupee Denominated ECB” to replace the current four-tiered structure. The framework is instrument-neutral.

ii)  The list of eligible borrowers has been expanded. All entities eligible to receive foreign direct investment can borrow under the ECB framework.

iii)  Any entity who is a resident of a country which is FATF or IOSCO compliant will be treated as a recognised lender. This change increases the lending options and allows various new lenders in ECB space while strengthening the AML/CFT framework.

iv) The minimum average maturity period (MAMP) has been kept at 3 years for all ECBs, irrespective of the amount of borrowing in lieu of various layers of MAMPs as at present, except the borrowers specifically permitted in the circular to borrow for a shorter period.

v)  All eligible borrowers can now raise ECBs up to USD 750 million or equivalent per financial year under the automatic route replacing the existing sector wise limits.

vi) Introduction of late submission fee for delay in prescribed reporting under the ECB framework to obviate the need for compounding these contraventions.

<RBI Circular No. 17 dated 16 January 2019>